Signature Resources Capital Management, LLC is an independent, fee-only registered investment and financial advisory firm. SRCM offers no proprietary products and does not maintain an inventory. In addition, security transactions are made through brokers at lower cost institutional trading rates.

Since the nature and scope of today’s investment and financial landscape has become increasingly complex, it is our belief that no single adviser can provide all the solutions to their clients. In an effort to provide superior service, advice, management and a unique experience, SRCM utilizes a highly personalized team-based approach.

Each client will be working with a team of individuals rather than one adviser. The team will consist of three members:

1. Senior Financial Adviser (Partner)
2. Financial Adviser
3. Client Account Manager

In the Discovery phase of the investment management process, an Investment Policy is developed based on the clients risk tolerance, goals and objectives.  This investment policy drives the management of the clients investment account(s).

SRCM does not utilize full discretion in client asset management.  SRCM exercises limited discretion in an effort to maintain the initially agreed upon asset allocation policy.  Thus, the limited discretion will be limited to “model rebalancing” and/or processing initial portfolio allocations. Transactions are limited only to those securities that have been approved by the client in advance. 

Investment fees are charged as a percentage of assets managed.  The Senior Financial Advisor and the Client will come to an agreement on fees before any accounts are opened.  The fees are deducted from your account quarterly.